CTBC Securities
LEI 254900H7TRSDHKL33U05, SWIFT CTSUTWT2XXX

CTBC Securities, formerly known as Pou Chen Securities, was founded in 1989. It was originally the largest professional brokerage in Kaohsiung with an initial capital investment of NT$200 million. In 2000, its name was changed to Chinatrust Securities Corporation and its capital had increased to NT$3.5 billion. In 2003 it was renamed Chinatrust Securities Co., Ltd. (CTBC Securities) and had increased capital to NT$5 billion. In 2009, to increase our operational capital, BIS ratio, and EPS, we issued private equity, increasing our capital to NT$5.36 billion. In 2015, in order to enhance capital operation, we increased our capital to NT$6.03 billion. CTBC Securities with a full license over Investment Banking, Trading and brokerage and consulting service; in Investment Banking business, including EQUITY capital market like IPO, SPO, and Debt capital market like straight bond or convertible bond, and financial advisory service and so on. In trading business, we look for US and the great china investment opportunities with stocks, bonds, and derivatives. We also play a market marker in futures and ETF products; meanwhile we successfully got attention from our warrant issuer business. In brokerage business, Currently, in addition to the CTBC Securities has 10 outlets in Taiwan cover 90% population area, which provide customers with publicly-traded securities and investment opportunities in emerging stocks and futures trading. we focus on providing total solution for CTBC group clients. They can get all kinds of trading and investment advisory service with our sales team or automatic service over internet.